2026 Annual AML/CFT/CPF Survey Guidance Notes for Non-Licensee Registered Representatives
Published: Friday March 20th, 2026
Annual AML/CFT/CPF Survey for Non-Licensee Registered Representatives
The Annual AML/CFT/CPF Survey (the Survey) submitted to the Central Bank of The Bahamas (“the Central Bank”) will be used to analyze trends and evaluate financial crime risks of Supervised Financial Institutions (SFIs) within the non-licensee registered representative sector.
These Guidance Notes serve as a companion tool to the Survey and provide SFIs with an overview of the filing and reporting instructions.
The submission of the Survey is a requirement of all non-licensee registered representatives, exclusive of those whose license has been downgraded to non-active status or unless otherwise advised.
